PEPFAR's annual planning process is done either at the country (COP) or regional level (ROP).
PEPFAR's programs are implemented through implementing partners who apply for funding based on PEPFAR's published Requests for Applications.
Since 2010, PEPFAR COPs have grouped implementing partners according to an organizational type. We have retroactively applied these classifications to earlier years in the database as well.
Also called "Strategic Areas", these are general areas of HIV programming. Each program area has several corresponding budget codes.
Specific areas of HIV programming. Budget Codes are the lowest level of spending data available.
Expenditure Program Areas track general areas of PEPFAR expenditure.
Expenditure Sub-Program Areas track more specific PEPFAR expenditures.
Object classes provide highly specific ways that implementing partners are spending PEPFAR funds on programming.
Cross-cutting attributions are areas of PEPFAR programming that contribute across several program areas. They contain limited indicative information related to aspects such as human resources, health infrastructure, or key populations programming. However, they represent only a small proportion of the total funds that PEPFAR allocates through the COP process. Additionally, they have changed significantly over the years. As such, analysis and interpretation of these data should be approached carefully. Learn more
Beneficiary Expenditure data identify how PEPFAR programming is targeted at reaching different populations.
Sub-Beneficiary Expenditure data highlight more specific populations targeted for HIV prevention and treatment interventions.
PEPFAR sets targets using the Monitoring, Evaluation, and Reporting (MER) System - documentation for which can be found on PEPFAR's website at https://www.pepfar.gov/reports/guidance/. As with most data on this website, the targets here have been extracted from the COP documents. Targets are for the fiscal year following each COP year, such that selecting 2016 will access targets for FY2017. This feature is currently experimental and should be used for exploratory purposes only at present.
Years of mechanism: 2008 2009
In close collaboration with the National Department of Health (NDOH), CDC will provide overall HIV and
AIDS programmatic support to the national and provincial prevention of mother-to-child transmission
(PMTCT) program. In addition, NDOH relies on CDC to implement activities that address NDOH's emerging
priorities, provide financial and technical support quicker than the NDOH systems allow. PEPFAR PMTCT-
specific activities are represented on the NDOH operational plan, and contribute to the overall
implementation of the national PMTCT program.
SUMMARY:
The aim of the "In Support of the NDOH PMTCT" project is to provide technical assistance to the NDOH
and provincial health departments to ensure expansion and strengthening of PMTCT services in all nine
provinces. The major emphasis area is training. Minor emphasis areas include development of
network/linkages/referral systems, policy development, local organization capacity development, quality
assurance, and strategic information. Target populations for these activities include policy makers, National
AIDS Control Program staff, other NDOH staff, other healthcare workers, women, family planning clients,
pregnant women, people living with HIV, HIV-infected pregnant women and their infants.
BACKGROUND:
The goal of the National PMTCT program is to reduce mother-to-child transmission of HIV by improving
access to HIV counseling and testing in antenatal clinics, improving family planning services to HIV-infected
women, and implementing clinical guidelines to reduce transmission during childbirth and labor. In addition,
the National program is responsible for ensuring follow-up of infants born to HIV-infected mothers and
ensuring that these infants are identified early and referred to treatment if necessary. The purpose of this
project is to provide technical assistance to NDOH by funding two program assistants to work within the
NDOH on all aspects of the program. The technical assistance focuses particularly on capacity building of
healthcare workers and community healthcare workers, development and implementation of provincial
PMTCT-specific operational plans, strengthening national and provincial reporting systems, coordinating the
national PMTCT steering committee meeting, developing a monitoring and evaluation system for early
infant diagnosis and strengthening service delivery by implementing systems strengthening activities.
ACTIVITIES AND EXPECTED RESULTS:
ACTIVITY 1: Capacity Building
In FY 2005, PEPFAR and the NDOH finalized the PMTCT and Infant Feeding Curricula and PEPFAR
funding produced a trainers' guide, participants' guide and course directors' guide. In FY 2006, course
directors and trainers were updated on the finalized curriculum and provincial training coordinators were
assisted in developing provincial training plans to implement the curriculum at the provincial level. FY 2007
funding was used to ensure expansion of the PMTCT training throughout the country. Particular support
was given to expand training on PCR implementation and monitoring and evaluation of the PMTCT
program. FY 2007 Plus up funding will be used to align the existing PMTCT and Infant Feeding Curricula
with the important policy shift in the area of PMTCT ARV prophylaxis. As of FY 2008 the national PMTCT
policy will no longer be single dose nevirapine, but the provision of dual therapy to all HIV-infected pregnant
women. It is anticipated that the regimen will be AZT from 24-28 weeks and nevirapine at the onset of labor.
FY 2008 PEPFAR funds will be used to assist the NDOH and provincial DOHs to develop strategies for the
implementation of the new PMTCT policy, the development and printing of the new PMTCT guidelines,
training and updating of all health care workers. Funds will be used to ensure that all healthcare workers
offering antenatal care, postnatal and child health services receive training. These activities will contribute to
the PEPFAR goal of averting seven million new infections, as healthcare workers will be trained to integrate
PMTCT into routine service, and more pregnant women will receive PMTCT services.
ACTIVITY 2: Technical Assistance
In FY 2004 CDC placed a technical advisor at the NDOH to support the PMTCT program. For the last three
years, this advisor has worked closely with the national PMTCT program and the national PMTCT steering
committee to identify gaps and challenges to PMTCT implementation and develop strategies to strengthen
PMTCT implementation. As the PMTCT policy will shift in FY 2008, it is necessary to bring an additional
PMTCT advisor on board to assist the NDOH in the roll-out of the dual therapy PMTCT policy. This will
mean that in FY 2008, CDC will support two PMTCT advisors at the NDOH. The one advisor will focus on
the maternal aspects of the PMTCT program and integration of PMTCT into antenatal care services. This
advisor will be tasked with assisting the NDOH increase PMTCT uptake, develop strategies and provincial
operational plans for the roll-out of dual therapy, providing technical assistance to the provinces to address
health systems challenges in PMTCT implementation. A second advisor will focus on ensuring rollout of
early infant diagnosis, ensuring stronger linkages between PMTCT and treatment, care and support,
addressing infant feeding issues and creating systems to improve follow-up of PMTCT enrolled mothers and
their infants. These advisors will offer technical assistance for the implementation of policy, monitoring and
evaluation and day-to-day programmatic support to the NDOH. The technical advisor will conduct provincial
site visits to assess quality of PMTCT service delivery and will work directly with the provinces to strengthen
and improve existing services.
ACTIVITY 3: Monitoring Early Infant Diagnosis
Using FY 2007 and FY 2008 funding a monitoring and evaluation system for early infant diagnosis is
currently being developed and piloted at the coronation hospital complex in Gauteng province. FY 2008
funding will be used specifically to support the scale-up and rollout of early infant diagnosis services to other
clinics and hospitals in Gauteng province. The monitoring and evaluation system is currently being
developed as no national system to monitor early infant diagnosis exists. The district health information
system (DHIS) which is responsible for the national data set only captures the number of infants tested at
12 months of age. The new system includes monitoring and evaluation training on the national early infant
diagnosis testing protocol implementation, implementation itself and client adherence and follow-up. The
activity is a logical follow-on from the formative/descriptive work conducted in FY 2006, and the results
obtained from the formative work served as the basis for formulating monitoring and evaluation tools (both
quantitative and qualitative, exploring both quality of care and service provision and client adherence and
Activity Narrative: psychosocial impact) that can be used for early infant testing rollout. Expected results include development
of a draft monitoring and evaluation package to be tested in a number of facilities as the early infant testing
training and protocol are progressively rolled out. The draft package will also include an assessment of the
feasibility of implementing the package in different types of health facilities and how it can be adapted to
facilities already offering the service. In addition, while the monitoring and evaluation package will be
thorough and comprehensive, certain components may not be realistic for certain clinical settings.
Therefore, part of the package will explore different levels of monitoring and evaluation (gold, silver, bronze
standard) depending on the clinical environment. This will ensure exploration of quality of care issues in
greater depth. This activity will contribute to PEPFAR goals by facilitating a process where HIV-infected
infants can be identified early and referred to antiretroviral therapy facilities for monitoring and ensuring that
they receive treatment at the appropriate time. In addition, the focus on quality of care will ensure
sustainable implementation of early infant diagnosis.
ACTIVITY 4: Collaboration with Other Donors and Stakeholders
At the request of the NDOH, a stakeholders analysis of PMTCT activities is currently underway. This
analysis will identify and map all existing PMTCT activities taking place around the country. It will facilitate
the identification of gaps in PMTCT service delivery and highlight the different levels of support being given
by various donors and stakeholder to the NDOH PMTCT program. FY 2008 funding will be used to hold a
National PMTCT stakeholders workshop, where the results of this analysis will be presented. The NDOH,
the donors and stakeholders will then decide how to scale up and strengthen PMTCT activities. The
premise behind the stakeholders workshop is to ensure that there is no overlap in activities, all areas of the
country are being provided with support and assistance and that stakeholders and donors are collaborating
in the rollout of PMTCT services. The expected result of this activity will be the development of one national
annual PMTCT operational plan for South Africa. The NDOH, with support from CDC, will take the lead on
this activity.
The "In support of NDOH" activity plays a pivotal role in the implementation of the national PMTCT program
as all activities assist the NDOH and provincial departments of health in the rollout of the New Strategic
Plan (NSP) for HIV and AIDS, and the accelerated prevention strategy. Funding will ensure that the new
PMTCT policy is disseminated throughout the country and that health care workers are trained in
accordance with the NSP. This program will contribute to 2-7-10 goals by ensuring implementation of quality
PMTCT services and by preventing vertical transmission.
PEPFAR funds will be used to continue to support the National Department of Health (NDOH) Youth and
HIV directorate. Since FY 2005, PEPFAR funds have been used to place a Youth HIV advisor at the NDOH.
This advisor has provided programmatic support to the NDOH in terms of growing the youth program and
ensuring support for non-governmental organizations (NGOs), faith-based organizations (FBOs), and other
organizations working in the area of youth and HIV. The emphasis will be on human and local organization
capacity development, and training. The target populations will include host country government workers,
implementing organizations and youth between the ages of 10 -18. Activities will also focus on young
adults, between the ages of 18 and 24, especially women. The focus for this group, particularly those
women that are sexually active, will be on the B component of the AB program
Four NGOs will be supported to carry out AB prevention activities for youth through the NDOH cooperative
agreement. The funds requested under this COP entry "In-Support of the NDOH" will continue to support a
youth specialist that provides technical assistance to the NDOH on youth activities including the provision of
technical oversight to the four NGOs. The "In-support of the NDOH" funds are also allotted to small-scale
activities at the request of the NDOH for AB prevention activities.
Three activities will be carried out in this Program Area.
ACTIVITY 1: Technical Assistance
FY 2008 funding will ensure continued support for a locally employed staff to provide technical and
programmatic assistance to the NDOH in the area of youth and HIV. The youth advisor will continue to work
closely with NDOH in the design and delivery of their youth interventions. In addition, the youth advisor will
ensure collaboration between youth-based NGOs funded through the CDC-NDOH cooperative agreement.
ACTIVITY 2: Expansion of the Peer Educator Program
Providing coordination and oversight for Rutanang peer education trainings (particularly addressing
abstinence and be faithful, youth-friendly services, HIV prevention initiatives and strategies, male norms and
behavior and violence, cohesion, stigma and discrimination) offered for the NDOH, the South African
Department of Education (DOE), and other South African Government partners in collaboration with
Harvard University.
ACTIVITY 3: Capacity Building
FY 2008 funding will be used to build the capacity of local organizations that are working with Youth.
Capacity building will be achieved through the provision of training on HIV and on the promotion of AB
messages. This will be done in collaboration with the NDOH and DOE and in line with their priorities.
ACTIVITY 4: Families Matter!
FY 2008 funds will be used to begin to adapt and implement the Families Matter! Program (FMP). FMP is
an evidence-based, parent focused intervention designed to promote positive parenting and effective parent
-child communication about sexuality and sexual risk reduction for parents of 9-12 year olds, with the
prospect of expanding to parents of teenagers at a later stage. FMP recognizes that many parents and
guardians may need support to effectively convey values and expectations about sexual behavior and
communicate important HIV, sexually transmitted infection, and pregnancy prevention messages to their
children. The ultimate goal of FMP is to reduce sexual risk behaviors among adolescents, including delayed
onset of sexual debut, by giving parents tools to deliver primary prevention to their children. Families Matter!
is delivered over five consecutive sessions where each lasts for three hours. Each session builds upon the
foundation laid in the previous session. Activities will be implemented in accordance with the NDOH
These activities support the PEPFAR 2-7-10 goals and the USG five-year strategy by ensuring close
collaboration with the NDOH in the area of AB and youth HIV related activities. This support strengthens
NGO and FBO activities and contributes to seven million new infections averted.
AIDS programmatic support to the national and provincial Departments of Health. In addition, NDOH relies
on CDC to implement activities that address NDOH's emerging priorities, providing financial and technical
support more quickly than the systems of NDOH allow. PEPFAR other prevention-specific activities are
represented on the NDOH operational plan, and contribute to the overall implementation of the national HIV
and AIDS program. During FY 2007, CDC participated in the development of the Accelerated HIV and AIDS
Prevention Strategy. During this process, a number of activities where identified and prioritized by the
NDOH. These include activities focusing on prevention with positives (PwP); activities targeting parents,
and activities focused around young women between the ages of 20 and 30. The PwP activities will
complement the PwP activities within the CARE portfolio.
The aim of the "In Support of the NDOH other prevention" project is to provide technical assistance to the
NDOH and provincial health departments to ensure expansion of existing prevention efforts in all nine
provinces of South Africa. In addition this project provides ensures technical assistance and implementation
of new and innovative projects in the prevention arena. Two new prevention initiatives will be piloted in
South Africa using FY 2008 PEPFAR funding. These include "Families Matter!" and a clinic-based
prevention with positives initiative. The major emphasis area is training with a particular focus on in-service
training. Other emphasis areas include development of network/linkages/referral systems and local
organization capacity development. Target populations for these activities include healthcare workers,
community-based and non-governmental organization, the general population, including children aged 10-
18 years, youth, parents, people living with HIV (PLHIV) and discordant couples. A particular focus of this
activity is prevention with positives. Addressing prevention with HIV-infected patients is an important part of
a comprehensive prevention strategy. Through healthy living and reduction of risk behaviors, these
prevention interventions can substantially improve quality of life and reduce rates of HIV transmission. The
goal of these interventions is to prevent the spread of HIV to sex partners and infants born to HIV-infected
mothers and protect the health of infected individuals. The rapid scale-up of HIV care and treatment has
created an opportunity to reach many HIV-infected individuals with prevention interventions on a regular
basis.
FY 2008 funding will be used to building the capacity of local organizations supported by the NDOH that are
working with in the area of other prevention. Capacity building will be achieved through the provision of
training on HIV and on the promotion of prevention messages. This will be done in collaboration with the
NDOH and in line with their priorities. Prevention messages and activities will target the general population
and will focus on reducing concurrent partners, correct and consistent condom use, and behavior change
messaging.
ACTIVITY 2: Families Matter!
FY 2008 PEPFAR funding will be used to begin to adapt and implement the Families Matter! Program
(FMP). FMP is an evidence-based, parent-focused intervention designed to promote positive parenting and
effective parent-child communication about sexuality and sexual risk reduction for parents of 9-12 year olds.
FMP recognizes that many parents and guardians may need support to effectively convey values and
expectations about sexual behavior and communicate important HIV, STD, and pregnancy prevention
messages to their children. The ultimate goal of FMP is to reduce sexual risk behaviors among adolescents,
including delayed onset of sexual debut, by giving parents tools to deliver primary prevention to their
children. Families Matter! is delivered over five consecutive sessions where each lasts for three hours. Each
session builds upon the foundation laid in the previous session. Activities will be implemented in accordance
with the NDOH.
ACTIVITY 3: Prevention with Positives
HIV clinics and hospitals will be supported to adapt and implement a comprehensive package of prevention
interventions for HIV infected individuals in care and treatment settings. Two provinces will be selected to
pilot the intervention, namely Free State and Mpumalanga. The prevention interventions include provider-
and counselor-delivered prevention messages, family planning counseling and services to HIV infected
women and their partners, STI management and treatment, and testing of partners and children.
Specifically, health care providers will be trained to deliver targeted behavioral messages to patients on
disclosure, partner testing, and sexual risk reduction (abstaining or being faithful and using condoms
consistently) during all routine clinic visits. Providers will be trained to deliver family planning counseling and
services (funded through wrap around funds) to HIV infected women and their partners in the HIV clinic
settings and these services will be integrated into the HIV clinic. In addition, providers will be trained to
manage and treat STIs in the HIV care and treatment setting. Lay counselors will be placed in these
settings for more in-depth prevention counseling beyond what health care providers have the time to
address. They will counsel persons living with HIV on several key prevention issues, including sexual risk
reduction, disclosure, adherence, reduction of alcohol consumption, and testing of sex partners and children
in the HIV clinic setting. These interventions will be implemented using the CDC's HIV Prevention in Care
and Treatment Settings Prevention Package, which includes several training packages and job aids. Other
prevention is addressed by all providers in all components of the intervention. Medical providers will
promote consistent condom use with all patients during each clinic visit. Mid-level providers and lay
counselors will routinely recommend consistent condom use through tailored prevention messages. In
addition, condom use is promoted in the Family Planning intervention as a method of dual protection.
Condom use is also promoted as part of STI management as a method for reducing STI transmission and
acquisition. In addition to recommending condoms and providing educational materials on condoms, clinics
will stock an adequate supply of male condoms to distribute to each HIV-infected patient at every clinic visit.
ACTIVITY 4: Women 20-30
Activity Narrative:
FY 2008 funding will be used to work with the NDOH to refine its prevention strategy targeting young
women between the ages of 20-30. Funding will be used to assist the NDOH in integrating HIV prevention
activities within the family planning setting. Activities will be aimed at the Provincial Maternal Child and
Women's Health Coordinators. These provincial coordinators meet quarterly to discuss pertinent issues
affecting women and children in their provinces and develop strategies to address these challenges. FY
2008 funding will be used to facilitate two quarterly meetings that address integration of HIV prevention into
family planning services. At the first quarterly meeting, the facilitator will ensure that an implemental
integration strategy specific to each province is developed. Thereafter, at the subsequent meeting,
provincial coordinators will be required to report on progress, and challenges relating to the integration of
HIV prevention and family planning services.
The aim of this project is to provide technical assistance to the National Department of Health (NDOH) and
provincial health departments to ensure expansion and integration of palliative care services within all
palliative care programs, including PEPFAR, in all provinces. Target populations for these activities include
host country government, healthcare workers and community healthcare workers. PEPFAR funds will be
used to employ one full time palliative care technical advisors to be placed at CDC and one full time
palliative care technical advisor in each of the nine provinces to assist with the coordination of palliative care
activities at provincial and district level, enhance capacity of provincial and district staff by providing support
and technical assistance for the implementation of the Basic Care Package at district level in all nine
provinces. The funds will also be used as part of a joint (inter-agency) APS to attract new partners to
implement the Basic Care Package for PLHIV who do not qualify for ARV treatment.
The goal of the National palliative care program is to ensure the universal access to palliative to all PLHIV
and family members especially those who do not qualify for ARV therapy thus establishing a continuum of
care from testing HIV positive to end of life care.
ACTIVITY 1:
The technical advisors at provincial level will be responsible for coordinating the implementation of the Basic
Care Package and the integration of pain assessment and management into HIV care services at district
level. This will ensure consistency and quality across all palliative care services and will build capacity within
the provincial DOH to monitor and support palliative care services. It is expected that these advisors will be
able to support and advocate for supportive palliative care policies at the national level and within the
provinces respectively and ensure that these policies are in line with the South Africa National Strategic
Plan for HIV and AIDS. These coordinators will liaise with provinces and work across all PEPFAR partners
within the provinces to ensure quality palliative care services are rendered according to national and
PEPFAR guidelines. They will also provide technical assistance at provincial level in monitoring and
evaluation of Care programs at district level.
ACTIVITY 2:
Funds will be utilized in the joint agency APS to attract new partners to implement the Basic Care Package
in all nine provinces. USG is seeking partners to implement services in: acceptance of status, disclosure,
screening and treatment of opportunistic infection (cotrimoxazole and INH prophylaxis), nutrition
assessment and counseling, pain and symptom screening and management, knowledge of HIV infection
and disease progression, ART and treatment adherence, TB treatment and adherence and basic hygiene
and safe water. Addressing prevention with HIV-infected individuals is an important part of a comprehensive
care strategy. Through healthy living and reduction of risk behaviors, these prevention with positives
interventions can substantially improve quality of life and reduce rates of HIV transmission. The goal of
these interventions is to prevent the spread of HIV to sex partners and infants born to HIV-infected mothers
and protect the health of infected individuals. The rapid scale-up of HIV care and treatment has created an
opportunity to reach many HIV-infected individuals with prevention with positives interventions on a regular
basis. Emphasis will also be placed on accessing gender equity in care programs. USG is seeking partners
to implement these services in hard to reach rural areas.
The main beneficiaries for this program will be PLHIV who will be encouraged to compete. This program will
contribute to 2-7-10 goals by ensuring the implementation of quality palliative care and increasing access to
palliative care services.
Tuberculosis (TB) is the leading cause of death among people living with HIV/AIDS, and addressing TB/HIV
is an important part of meeting the Emergency Plan 2-7-10 goals. CDC/PEPFAR carries out additional
activities to strengthen and enhance TB/HIV activities in support of the South Africa National Department of
Health (NDOH). Activities supported with these funds focus on TB/HIV program and laboratory support.
ACTIVITES AND EXPECTED RESULTS:
CDC staff will provide technical assistance to the NDOH and related organizations regarding TB/HIV
program and laboratory activities. Staff needs consist of one CDC direct-hire, 2 locally-employed staff
(TB/HIV clinical coordinator and TB/HIV monitoring and evaluation advisor), 2 contractors (TBHIV laboratory
officer and TB/HIV laboratory training advisor).
ACTIVITY 2: TB/HIV Surveillance
The ETR.Net is the software application conceived and managed by the NDOH National TB Control
Program (NTCP) and reflects program-defined needs and inputs. This has been developed by
WamTechnology CC, a South African private information technology firm. WamTechnology works with CDC
South Africa and the NTCP to develop software and provide support for the ETR.Net. This software has
been modified to track HIV testing and care services among TB patients. The TB/HIV module will be fully
implemented during FY 2008. Expected results include strengthening of TB/HIV recording and reporting
system to include patient-level data collection on TB/HIV (TB patients counseled and tested for HIV, started
on cotrimoxazole (CTX), referred for HIV care and starting antiretroviral treatment (ART). This will in turn be
used to bolster referral systems between services leading to more comprehensive care for TB/HIV patients.
ACTIVITY 3: MDR/XDR reporting
Funds will be used to improve reporting and surveillance systems for drug-resistant TB cases. In
collaboration with the NDOH, funds will be used to expand the number of users using a web-based system
to improve the management and reporting of MDR and XDR-TB cases, data mining activities, and
surveillance analysis of drug-resistant TB cases. Data linkages with the laboratory information management
systems within the National Health Laboratory Services will be expanded.
ACTIVITY 4: Infection Control
In collaboration with the NDOH, funds will support the implementation of a national TB infection control plan
including a national training agenda, standardized training materials, involvement of other partners
(universities, research centers) to accelerate provision of trainings within South Africa. Expansion of
activities will also support expansion of an infection control warmline and/or technical assistance unit for
ongoing technical assistance requests from provinces and partners.
ACTIVITY 5: TB/HIV Pediatric clinical management
In collaboration and with support from the NDOH, funds will be used to develop a standardized pediatric
TB/HIV clinical management training course materials reflecting SA NDOH and WHO guidelines, initiate
efforts to provide access to training via online services, and to implement a warmline consultation service to
provide pediatric TBHIV clinical management guidance to providers.
ACTIVITY 6: TB/HIV integration
In collaboration with the NDOH, expand implementation of field-based DOT program in 4 districts with high
default rates. Efforts would include treatment monitoring in addition to patient tracking and management
using Community health care workers. Project would be evaluated and compared to other DOT models.
ACTIVITY 7: MDR/TB/HIV clinical management
In collaboration and with support from the NDOH, funds will be used to expand efforts to provide access to
MDR/TB/HIV clinical management training, and continued support for a warmline consultation service to
provide MDR/XDR/TB/HIV clinical management guidance to providers.
ACTIVITY 8: TB/HIV Strategic Plan
Funds will be used to support the implementation and monitoring of the TB/HIV strategic plan for South
Africa PEPFAR partners.
ACTIVITY 9: TB/HIV Laboratory Quality Assurance
In collaboration with the National Health Laboratory System (NHLS) and the National Institute of
Communicable Diseases (NICD), funds will be used to strengthening quality assurance measures among
laboratories and to strengthening existing and initiating new External Quality Assurance (EQA) programs
related to HIV and TB diagnostics. Activities will support measures to strengthen reviews, measuring clinical
performance, reporting indicators, and disseminating performance reviews for action.
ACTIVITY 10: TB/HIV Regional Laboratory Training Center (RLTC)
With the availability of significant HIV and TB technical and scientific resources within South Africa, NICD
and NHLS are both well placed to continue to provide regional laboratory support within Sub-Saharan Africa
in these areas. Funds will be used, in collaboration with NICD and NHLS to expand and strengthen existing
TB and HIV regional support mechanisms and enhance further collaboration with other PEPFAR-funded
countries through the established RLTC. Regional support will include TB and HIV related laboratory
services and training initiatives.
ACTIVITY 11: TB/HIV Laboratory capacity
In collaboration and with support from the NDOH, PDOH, NHLS, and NICD, funds will be used to increase
the national coverage of HIV and TB diagnostics and treatment monitoring capabilities. Efforts will also
include strengthening laboratory reporting systems and specimen transport needs in support of rural clinics
and laboratories. Efforts will focus to address existing gaps in laboratory testing outreach and penetration.
ACTIVITY 12. Laboratory Policy Standards
In collaboration and with support from the NDOH, PDOH, NHLS, NICD, National Institute of Occupational
Health (NIOH), South African National Accreditation System (SANAS), and the Medical Research Council
(MRC), funds will be used to encourage and support the development and implementation of a South
African National Laboratory Strategy Plan. The plan will provide the vehicle for establishing minimum
standards and/or requirements for any laboratory (public/private) that performs tests on human specimens
and certify through issuance of a certificate those laboratories that meet the certificate requirements. Efforts
will also attempt to synchronize infection control standards and policies across all TB/HIV laboratories.
ACTIVITY 13: New TB/HIV Automation and Technologies
In collaboration and with support from the NHLS and NICD through co-funding, funds will be used to assess
existing, validate, and implement new automated laboratory diagnostic equipment and high capacity
instrumentation for TB and HIV. Activities will be carried out to increase laboratory through-put for infant
PCR, viral load, and TB diagnostics to meet increased demand, as well as strengthening NHLS's ability to
improve diagnostic, reporting and surveillance activities in relation to TB and HIV.
Title: Patient Outcomes and Management Practices: A Comparison of Proposed 2006 WHO Guidelines for
the Diagnosis of Smear-Negative Pulmonary Tuberculosis against Current Practice in KwaZulu-Natal, South
Africa
Timeline and money: After appropriate approvals of the evaluation (still ongoing), the evaluation will last
approximately 12 months: one month of staff training; six months of data collection; two months of patient
follow-up for each patient cohort (to occur simultaneously with patient enrollment, when applicable); and
three months of data close-out, analysis and reporting. Total budget: no cost extension.
Local Co-investigator: Dr. Douglas Ross, Edendale Hospital, Pietermaritzburg, KZN, South Africa and Local
in-country implementing partner (to be named)
Project Description: Local implementing partner (to be named), in collaboration with three healthcare
facilities in KwaZulu-Natal Province (Edendale Hospital (Pietermaritzburg), McCord Hospital (Durban) and
St. Mary's Hospital (Mariannhill)), will continue to conduct an observational evaluation to assess the
diagnostic utility of the newly proposed WHO guidelines for the diagnosis of smear-negative TB among
hospitalized, seriously-ill adult TB suspects with HIV infection. Specific patient and clinical management
outcomes among patients managed using the WHO algorithm will be compared to these same outcomes
among hospitalized, seriously-ill TB suspects managed with current practices at each collaborating facility.
Evaluation Question: Through this evaluation the partner will attempt to answer the following study
questions in regards to patients managed using current medical practices vs. the proposed 2006 WHO
algorithm:
1.Is there a significant difference in the proportion of patients surviving to completion (i.e., report of final
results) of diagnostic evaluation?
2.Is there a significant difference in the proportion of patients discharged from the hospital due to medical
improvement at 3 weeks after admission?
3.Is there a significant difference in the proportion of patients for whom the diagnosis of SNPTB agrees with
blood and/or sputum Mycobacterium tuberculosis (MTB) culture results (i.e., algorithm sensitivity and
specificity)?
4.Compared with current practices at each hospital, is the 2006 WHO algorithm more, less, or equally
acceptable to healthcare providers and staff in regards to perceived time, human resource and material
resource requirements (to be assessed via surveys)?
We will conduct an observational evaluation to assess the diagnostic utility of the WHO SNPTB guidelines
proposed in 2006 among hospitalized, seriously-ill adult TB suspects with HIV infection. Seriously-ill HIV
infected TB patients are a medically vulnerable population in whom the timing and sequence of clinical
management decisions are particularly critical to patient survival. Additionally, hospitalized seriously-ill
patients are an accessible group whose clinical management is more easily controllable compared to non-
hospitalized patients. By assessing seriously-ill TB suspects the partner hopes to yield information that will
improve the survival rates of this population.
Programmatic Importance/Anticipated Outcomes: The knowledge generated from this assessment will be
used by the provincial and national TB programs, and potentially by other local organizations, to support
decisions on the implementation of new international recommendations. Hopefully, this knowledge will also
result in increased survival rates among seriously-ill, HIV-infected persons with suspected, and confirmed,
TB.
Methodology: This evaluation will involve seriously-ill adult TB suspects with HIV infection. One cohort will
be patients managed using the proposed WHO algorithm, and the second cohort will be patients managed
with current hospital practices. All study participants will be identified from the inpatient services of the
participating facilities. Healthcare facilities routinely collect standard data about patients. The extent of such
routine data collection varies depending on facility and provider practice. Separate study-specific forms will
be used to collect data about the patient's demographic features, recent clinical history, past medical
history, and specific laboratory and diagnostic test results (e.g., sputum AFB smear, sputum and blood
mycobacterial culture, chest radiograph, CD4 T-lymphocyte cell count) relevant to TB disease and HIV
infection. Data elements will be collected using three, newly-created, study-specific forms that will be
managed by the evaluation's data extractors and project coordinator.
Population of Interest: The partner will enroll study participants who have received a diagnosis of HIV
infection within 60 days of current admission. They will identify study subjects from three hospitals in
KwaZulu-Natal (KZN), a province in the southeastern portion of South Africa that includes the city of
Durban, South Africa's second largest city. In KZN the estimated HIV prevalence in pregnant women was
40.7% in 2004- the highest of all of South Africa's provinces.
Budget Justification: The bulk of the evaluation's cost will be for the requisition of human resource/staffing
and laboratory support. Additional costs will be needed for the use of printing and photocopying services
(for data collection elements) and staff travel, between facilities. Evaluation-specific personnel will be
required to collect data from patient records, as well as to coordinate evaluation procedures from within
South Africa. Budget estimates include salary and transportation support for these staff members. Both
blood and sputum mycobacterial cultures will be obtained as part of this evaluation. Blood mycobacterial
cultures, in particular, require processing at private laboratory facilities, at considerable expense, per
specimen.
Information Dissemination Plan: The evaluation will be conducted with cooperation from the National
Department of Health and the Provincial TB Programme as well as the National Health Laboratory Service.
Results will be disseminated to the selected sites, the province, and the national TB programme via a report
and presentations.
Title: Enhancing Diagnosis of Multidrug-resistant Tuberculosis in HIV-infected Patients
Time and Money: This project was approved in COP07 but has not yet begun. Evaluation sites are still
being chosen. After logistical arrangements have been made and the appropriate protocol clearances have
been obtained, the evaluation is expected to be completed in a 6 month time period. Total estimated
budget: no cost extension
Local Co-investigator: Local in-country implementing partner (To be determined)
Project Description: Study will evaluate the implementation of enhanced diagnostic techniques to diagnose
multidrug-resistant TB (MDR-TB) and extensively drug-resistant TB (XDR-TB) in HIV-infected TB patients.
In selected sites in a high-HIV prevalence setting, all HIV-infected and un-infected TB patients will undergo
early culture and drug susceptibility testing (DST) at diagnosis to enable earlier detection of MDR-TB and
XDR-TB in the initiation of anti-tuberculosis therapy. Expands upon TB program policy of performing culture
and DST in patients who are smear-positive after two months of TB treatment, are re-treatment patients, or
are high-risk contacts of other MDR-TB patients.
Evaluation Question: MDR-TB is more difficult and costly to treat, and MDR-TB patients have worse
outcomes than patients with drug-susceptible TB. The association between MDR-TB and HIV is unclear, but
a recent study in KwaZulu-Natal has found a higher prevalence of MDR-TB than previously recognized. In
addition, this study found that all patients enrolled with resistance to isoniazid, rifampin, as well as
kanamycin and ofloxacin (XDR-TB) were HIV-infected. There was significant evidence of nosocomial MDR-
TB transmission occurring in the study site. As HIV-infected individuals often have weakened immunity,
nosocomial transmission of TB is of increased concern for this population. The proposed evaluation intends
to examine the number of MDR-TB cases diagnosed at the start of TB treatment in HIV-infected TB patients
as compared with HIV-uninfected TB patients.
Programmatic Importance/Anticipated Outcomes: Results will be used to describe the rates of MDR-TB and
XDR-TB in selected study sites, implement infection control guidelines in the evaluated facilities, and make
recommendations for diagnosis and treatment of MDR-TB and control of nosocomial transmission of TB
and MDR-TB in high HIV prevalence settings. In addition, the evaluation will strengthen the networks
between the study sites and the laboratory.
Methods: The partner proposes to conduct this evaluation in 2 sites in South Africa. The chosen sites will,
as a prerequisite, be conducting provider-initiated HIV counseling and testing, and as such, most of the
study population will know their HIV status. Sputum samples will be collected from all TB suspects and
newly diagnosed (according to South Africa national guidelines) TB patients from January-March 2008.
Sputum specimens will be cultured and DST against first-line drugs will be performed for all study
participants at diagnosis to determine resistance patterns and the proper treatment regimen. Isolates found
to be resistant to isoniazid and rifampicin will be sent for drug susceptibility testing against second-line
drugs.
For those patients found to have MDR-TB at diagnosis, an individualized treatment regimen will be
designed and best practices for MDR-TB treatment will be followed. In addition, each subsequent sputum
sample for MDR-TB patients will be cultured (every other month as required by WHO guidelines). All lab
services will be performed at an NHLS laboratory. A data abstraction form will be developed to collect
pertinent demographic information and to record laboratory results. In addition, current infection control
practices will be assessed in each site
Population of Interest:
HIV-infected TB suspects and newly diagnosed TB patients
HIV-negative TB suspects and newly diagnosed TB patients
As this project is intended to be a demonstration of the use of enhanced diagnostic techniques to identify
cases of MDR-TB in a high-HIV prevalence setting at the time of TB diagnosis, a sample size will not be
calculated. The partner is applying appropriate diagnostic techniques for diagnosing TB in a population with
a high rate of HIV infection, with the express purpose of MDR-TB case finding. All eligible patients will be
enrolled in the study during the 3-month timeframe.
Department of Health and the Provincial TB Program, as well as NHLS. Results will be disseminated to the
selected sites, the province, and the national TB program via a report and presentations.
Budget: This submission is a no-cost extension of 2007 funds. The total budget is 100,000.
Title: Improved HIV Screening among Pediatric TB Patients (< 18 years old) in Community Health Care
Centers
Time and Money: Initial planning for this COP07 approved project has recently begun. After logistical
arrangements have been made and the appropriate protocol clearances have been obtained, the evaluation
is expected to be completed in a 6 month time period. The proposed start date for project is Jan 2008. Total
estimated budget: no cost extension from COP07
Local Co-investigator: Nulda Beyers, Desmond Tutu TB Research Center, Stellenbosch University, Cape
Town, South Africa
Project Description: Estimates of HIV-1 coinfection among children with TB in Africa vary from 13% to 70%.
Given the high prevalence of HIV in South Africa and the high morbidity and mortality associated with TB
coinfection, earlier identification and treatment of HIV in children with TB will lead to improved outcomes.
This project will evaluate current HIV screening and referral activities in community health care centers
caring for pediatric (<18 yo) TB patients. The partner will assess the proximity, availability, and accessibility
of HIV counseling and testing facilities for pediatric TB patients as well as frequency of counseling and
testing. They will also evaluate perceptions of pediatric patients (as appropriate for age) and their
caregivers/families as well as those of healthcare workers regarding acceptability, availability and interest in
HIV testing.
Evaluation Question: This project will evaluate current HIV screening and referral activities in community
health care centers caring for pediatric (<18 yo) TB patients. The partner will assess and improve the
proximity, availability, and accessibility of HIV counseling and testing facilities for pediatric TB patients as
well as frequency of counseling and testing.
Programmatic Importance/Anticipated Outcomes: This project will result in improved surveillance of HIV
among children with TB and a better understanding of potential barriers and opportunities to identifying HIV
coinfection in children with TB that will inform strategies to improve HIV counseling and testing, treatment,
and care in this vulnerable, often overlooked population.
Methods: Evaluation will include both quantitative and qualitative components. Quantitative components will
include a) analysis of pediatric/adolescent data collected by the Zamstar project - both before
and after implementation of new policy of HIV testing for pediatric TB patients (eg. 4th quarter 2006 and 4th
quarter 2007), and b) folder (medical record) review to determine where HIV testing done.
The qualitative component will include key informant interviews and/or focus groups (parents/caregivers,
adolescents, healthcare workers (eg. nurses, doctors, TB program staff, VCT staff)) at a subset of clinics.
Ages included in this study will be less than 18 year old TB patients with analysis/reporting, at a minimum,
done by WHO age categories of 0-4yrs and 5-14yrs plus 15-17yrs. In addition, a sample of healthcare
workers from each clinic will be interviewed.
Department of Health and the Provincial TB Program, as well as Desmond Tutu Research Center. Results
will be disseminated to the selected sites, the province, and the national TB program via a report and
presentations.
Budget: This submission is a no-cost extension of 2007 funds. The total budget is 75,000.
provincial health departments to ensure expansion and strengthening of CT services in all nine provinces.
Target populations for these activities include host country government, healthcare workers, and community
healthcare workers. PEPFAR funds will be used to employ two full-time CT technical advisors to be placed
at NDOH. The technical advisors will assist with the coordination of CT activities, enhance capacity of
NDOH CT staff by providing support for the NDOH annual CT technical meeting, and to support the
implementation of provider-initiated testing and counseling (PITC) in five public facilities sites per province.
The goal of the National CT program is to ensure the universal access to HIV counseling and testing. The
purpose of this project is to provide technical assistance to NDOH by funding two CT technical advisors to
work within the NDOH on all aspects of the program. Responsibilities of the technical advisors include
focusing particularly on development of national guidelines on PITC and the training of healthcare providers.
The technical advisors will also monitor the implementation of PITC in all provinces. They will also assist in
the development and implementation of quality assurance guidelines around HIV testing.
The project will also support capacity building of healthcare workers and community healthcare workers,
development and implementation of provincial CT specific operational plans, strengthening of national and
provincial reporting systems, coordination of the national CT steering committee meeting, development of a
monitoring and evaluation system for early infant diagnosis and strengthening service delivery through the
implementation of systems strengthening activities.
ACTIVITY 1: Technical Assistance to NDOH
Technical assistance to NDOH will be conducted by two technical advisors. Although both will engage with
NDOH regularly, one of the advisors, who will be a locally employed staff person, will work at the National
program. Specific technical assistance to the national CT program will be around capacity building for all
cadres of healthcare workers, monitoring and evaluation, the development of protocols and guidelines, and
the implementation of PITC in all nine provinces.
The responsibility of the technical advisors will include support for the provision of quality HIV testing which
will require (a) the development and implementation of quality assurance guidelines on HIV testing; (b)
standardization of national quality assurance guidelines; and (c) supervision of quality training for all CT
coordinators, laboratory technicians and nurses who conduct HIV testing.
Support will also be provided for the accreditation of non-medical CT facilities according to the NDOH
requirements as well as the revision of all current training materials relating to CT.
In addition, PEPFAR funds will support skills enhancement of current NDOH and provincial staff by
providing support for the national CT technical meeting and attendance of NDOH CT staff at the
International HIV and AIDS meeting.
This program will contribute to 2-7-10 goals by ensuring the implementation of quality CT services and
increasing access to CT services.
PEPFAR funding is set aside to support the National Department of Health (NDOH) in the implementation of
the Comprehensive Plan for HIV and AIDS Care, Management and Treatment, by providing financial and
technical assistance to ensure greater access to antiretroviral treatment (ART).
This is an ongoing activity in support of the National Department of Health, and has received PEPFAR
funding since FY 2005. The activities are implemented by CDC staff supporting the National Department of
Health, and will, when necessary, involve contracting out services.
ACTIVITY 1: CDC Staff Member Costs
Staff and travel costs for a locally hired CDC staff member to provide support to the National Department of
Health (including the nine provincial health departments) when required in the implementation of the
Comprehensive Plan. This includes site visits to PEPFAR-supported treatment sites, and regular provincial
consultations with PEPFAR partners working within a specific province to ensure coordination and
integration with the South African Government (SAG).
ACTIVITY 2: Meetings with Stakeholders
At least six meetings will be held with external stakeholders, including those organizations supported by
PEPFAR. These meetings are held to discuss new developments in ART, program progress,
implementation challenges, and creating new partnerships. Provincial coordinators for ART programs are
involved in these meetings (national meetings). In addition meetings are held at provincial level to
strengthen coordination at local level by mapping service provision at district level, determine gaps, and
direct support.
ACTIVITY 3: Communication Materials
FY 2008 funds will be used to develop and distribute communication and marketing materials to the nine
provincial management teams and PEPFAR partners relating to ART. This will focus specifically on job aids
to ensure patients are properly managed once they test HIV positive. It also includes the distribution of
technical materials to strengthen the five priority areas: human capacity development; pediatric HIV care
and treatment; scaling up HIV counseling and testing; TB/HIV integration; and initiating ART at primary
health care level.
ACTIVITY 4: Training
FY 2008 PEPFAR funds will be used for training meetings as requested by the National Department of
Health, including training in the integrated management of childhood illnesses (IMCI) with a focus on
pediatric ART.
ACTIVITY 5: Longitudinal Surveillance
FY 2008 funding will be used to support the National Department of Health effort to implement longitudinal
surveillance (in previous COPs referred to as LSTEP). This activity will supplement Department of Health
funding for surveillance. The sample will include both PEPFAR and non-PEPFAR supported sites to ensure
representivity. This will include a retrospective sample cohort of persons on treatment with 6- and 12-month
outcome data, and the ongoing monitoring of those still on therapy (at 6-month intervals), and a prospective
cohort, which will collect information on a sample of people newly initiating ART and tracking the individuals
over a period of time at 6-month intervals.
ACTIVITY 6: Monitoring and Evaluation
PEPFAR funds will be used to provide support to the Department of Health in the design and
implementation of standardized pre-ART and ART registers. This activity will also include the training of
data capturers to strengthen the collection of ART data at facility level.
These activities contribute to the implementation of the 2-7-10 PEPFAR goals by strengthening the capacity
of the National Department of Health and the nine provincial health departments to implement the
Comprehensive Plan, and ensure improved access to treatment.
PEPFAR funds will support the National Department of Health (NDOH) to implement M&E activities in HIV
and AIDS programs. The major emphasis area for this program is the development of health management
information systems, with minor emphasis on improving information technology and communication
infrastructure, M&E and reporting, and proposed staff for Strategic Information (SI). Target populations
include South African policy makers, members of the National AIDS Control Programme, and other staff in
the NDOH. Activities described in this COP entry have been requested by the national or provincial
Departments of Health.
The NDOH lacks trained M&E personnel for specialized information gathering and management tasks. Data
on disease surveillance and HIV and AIDS service uptake are often not up to standard or not transmitted in
a timely manner, negatively affecting the NDOH's ability to analyze epidemiological trends effectively. CDC
has provided technical support for M&E since 2003, including developing standard indicators, policies and
guidelines, and training tools. Funds will be used to expand the NDOH's M&E activities, especially its
human capacity development at the national and provincial levels.
ACTIVITY 1: Training
Funds will be used to conduct orientation sessions on M&E for HIV and AIDS program staff. The sessions
will focus on new and existing M&E officers, and will inform staff of the importance of M&E in measuring the
effects of the HIV epidemic. Staff will be trained to use the District Health Information System (DHIS), an
electronic database that tracks disease and health indicators, and trained to use relatively more
sophisticated M&E techniques for program planning. HIV and AIDS program staff will be trained in data
management techniques. This activity is ongoing and in the past year has primarily focused on improving
data in the PMTCT program.
ACTIVITY 2: Staff
There are four SI positions included in this COP entry.
(1) An M&E Advisor, who is seconded to the NDOH HIV and AIDS Directorate, will continue to provide
technical assistance to the NDOH and provincial health departments to support data use and analysis
efforts at the NDOH.
(2) An M&E Advisor based at the CDC office will continue to work closely with the NDOH and with PEPFAR
partners, on management information systems, data issues, and activities with the Western Cape
Department of Health.
(3) A Management Information Systems (MIS) specialist, who has recently been hired, will conduct an
assessment of USG-supported MIS.
(4) An M&E Assistant will soon be hired to improve the data analysis of PEPFAR data and assist in
providing feedback to partners and the South African Government (SAG) about PEPFAR activities. The
USG is currently engaging with the provincial departments of health to improve collaboration and
communication about PEPFAR-funded activities. This position will assist in facilitating these activities in the
future.
Additional funds will be used to support SI staff as per recommendations from the Staffing for Results
exercise.
ACTIVITY 3: Support to the SAG
Relations between the United States and South Africa are steadily improving. In an effort to continue to
strengthen this relationship, funds have been budgeted for technical assistance that the national and
provincial Departments of Health frequently request on an ad hoc basis. Examples include technical
assistance to the KwaZulu-Natal Premier's Office for improving data quality and data use in the province
and assistance with conducting a Data Quality Assessment of the TB/HIV data management system in the
NDOH.
ACTIVITY 4: Strengthening Management Information Systems
The South Africa PEPFAR Task Force is prioritizing the harmonization and coordination of MIS within
PEPFAR-supported partners and with the South African Government M&E systems. The USG recognizes
that as PEPFAR programs are scaling up, there is a need for a a more strategic plan for developing and
implementing systems that focus on patient care, community-based care, and managing aggregated data.
The new USG HMIS staff person will develop an investment strategy in MIS and work towards aligning or
improving communication between systems. He will provide support to partners, especially those working in
the public sector, and will provide technical assistance to the NDOH for harmonization of health systems
and to the Department of Social Development on an MIS for orphans and vulnerable children.
Improving the NDOH's ability to collect, process and utilize SI will directly contribute to improvements in HIV
and AIDS service delivery by having the information available for decision-making purposes. These
improvements, in turn, will have a positive impact on South Africa's ability to prevent new infections, care for
patients living with HIV, and to provide treatment for those with AIDS, in support of PEPFAR's goals. These
efforts also support the USG Five-Year Strategy for South Africa by building capacity within the South
African government.